Important regulatory and business disclosures.
DISCLOSURE
Effective Date: April 15, 2026
Nature of Business
Stocklifter Inc. provides investor relations infrastructure services, including website design and hosting, presentation design, and ongoing IR program management. Stocklifter serves publicly traded companies listed on North American, UK, and Australian securities exchanges, as well as select private companies engaged in capital raising or pre-listing activities.
Not a Registered Adviser or Dealer
Stocklifter Inc. is not registered with any securities regulatory authority in Canada, the United States, the United Kingdom, Australia, or any other jurisdiction. Stocklifter is not a:
- Registered investment dealer or broker-dealer
- Portfolio manager or investment adviser
- Exempt market dealer
- Financial intermediary of any kind
Stocklifter is not registered with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the Financial Conduct Authority (FCA), the Australian Securities and Investments Commission (ASIC), or any Canadian securities commission.
Stocklifter does not provide investment advice, financial planning advice, or recommendations to buy or sell any security. Nothing on this website or in any Stocklifter-produced material constitutes a solicitation, offer, or recommendation with respect to any security.
No Guarantee of Results
IR services provided by Stocklifter are intended to improve communication between companies and the investment community. Stocklifter makes no representation, warranty, or guarantee that its services will:
- Increase share price or market capitalization
- Increase trading volume or liquidity
- Result in coverage by analysts, brokers, or financial media
- Attract institutional, retail, or private investor interest
- Improve an issuer's regulatory standing or exchange compliance status
- Satisfy the disclosure requirements of any exchange or regulatory authority
Past results achieved by any Stocklifter client are not indicative of results for any other client.
Client Responsibility for Regulatory Compliance
All clients are solely responsible for ensuring that investor communications, presentations, website content, and disclosure documents comply with applicable law. This includes but is not limited to:
Canada
- Securities Act (British Columbia) and equivalent provincial legislation
- National Instrument 51-102 — Continuous Disclosure Obligations
- National Instrument 43-101 (for resource issuers)
- TSX Venture Exchange Policy 3.3 and related policies
- Canadian Securities Exchange Listing Manual
- Toronto Stock Exchange Company Manual
United States
- Securities Exchange Act of 1934 and Securities Act of 1933
- SEC Regulation FD — Fair Disclosure
- SEC Rule 10b-5 — anti-fraud provisions
- OTC Markets Group Standards (OTCQX, OTCQB, and Pink eligibility requirements)
- NYSE Listed Company Manual (NYSE-listed issuers)
- Nasdaq Listing Rules (Nasdaq-listed issuers)
United Kingdom
- Financial Services and Markets Act 2000
- FCA Disclosure Guidance and Transparency Rules
- UK Market Abuse Regulation (UK MAR)
- AIM Rules for Companies (AIM-listed issuers)
Australia
- Corporations Act 2001 (Cth)
- ASX Listing Rules
- ASIC Regulatory Guides, including RG 3 and RG 228 (continuous disclosure)
Stocklifter produces materials based on information provided by the client. The client is solely responsible for the accuracy, completeness, and timeliness of all information supplied to Stocklifter and for obtaining all required regulatory or exchange approvals prior to distribution.
Forward-Looking Information
IR materials produced by Stocklifter may contain forward-looking statements based on information provided by the client. Forward-looking statements involve known and unknown risks and uncertainties that may cause actual results to differ materially from those expressed or implied. Stocklifter does not verify the accuracy of forward-looking information and is not responsible for any reliance placed on such statements by third parties.
Private Company Disclaimer
For private company clients, Stocklifter's services are provided for general corporate communications and capital raising readiness purposes only. Nothing produced for a private company client constitutes a prospectus, offering memorandum, or solicitation of investment under the securities laws of any jurisdiction. Private company clients are solely responsible for ensuring their use of Stocklifter materials complies with applicable exemptions and requirements under relevant securities legislation.
Third-Party Content and Links
Stocklifter's website and materials may reference or link to third-party sources including exchanges, regulators, and financial data providers. These references are for informational purposes only. Stocklifter does not endorse and is not responsible for the accuracy or content of any third-party source.